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Case Management policy

This policy describes the requirements for entities planning digital investments and adopting case management systems.

Applicability

Digital investment proposals are assessed against this policy by the DTA through the Digital and ICT Investment Oversight Framework (IOF).

Commonwealth entities are encouraged to apply this policy to all digital investments.

Policy requirements

  • Understand alignment to case management archetypes 

    An entity should understand the archetype of their system and use this as a focal point when evaluating similar past investments and in assessing the suitability of a solution.

  • Develop a comprehensive understanding of requirements

    An entity should analyse its specific needs and define requirements for a case management solution before exploring technology options. 

  • Check for existing re-useable case management designs before engaging in new development processes

    Before developing new solutions, an entity should consider ways to minimise risk, improve consistency, accelerate delivery and reduce overall costs by using existing standards and designs. 

  • Build for reuse

    If reuse isn’t possible, entities should provide evidence of which government systems have been investigated (focusing on system type, users, scale and security classification). Entities should be able to demonstrate that the new investment can be expanded and put into operation for future reuse and to explain how it could benefit other entities in need of similar capability. 

  • Lower development and maintenance complexity of government solutions 

    Low-code/no-code documented process and business rules logic that may be invoked across many channels and systems must be considered for suitability prior to programmatically developing a unified software unit that is self-contained and independent from other applications (monolithic). 

  • Understand the existing technology environment

    Initiatives utilising case management solutions must demonstrate engagement and applicability of the solution in the context of the technological environment within which they will operate, informing the technology decision and implementation approach. 

Capabilities

This policy includes requirements that relate to the following capability.
CAP32

Case Management

Standards

The following standards show what to do to satisfy this policy.
Case management systems enable the flow of “cases” from initiation to closure. Within handling of a “case” there are necessarily:  Information joins and restrictions.  Audit and control processes (across workflows).  Dynamically routing abilities for a case.  Goals/outcomes…

Designs

The following designs can be relevant to meeting the requirements of this policy.
The EPM Pega Platform may be used by other agencies within the Home Affairs portfolio as a unified Case Management platform capability.
The IMS Program will underpin the AFP's Next Generation Investigations Case Management capability and provide a single platform for operational members to manage investigations throughout their lifecycle.
The Parliamentary Workplace Support Service (PWSS) case management system supports people affected by incidents or misconduct in the parliamentary workplace. 
The Territories Stolen Generations Redress Scheme (TSGRS) case management system and assessment portal underpins the activities of the National Indigenous Australians Agency to deliver the Territories Stolen Generations Redress Scheme.
Responsible agency: Comcare Integrated Regulatory Information System (IRIS) is the primary application used by Comcare’s Regulatory Operations Group for various regulatory licensing, monitoring, compliance, and investigation tasks. It is a central, organised, easy-to access place to store data…
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