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Case management

Definition

Case management capability refers to government agencies’ ability to manage the workflow of events to their resolution to meet the needs of individuals or business. This may involve engagement, assessment, planning, implementation, coordination, monitoring, and evaluation. 

Given the diverse requirements across government entities, case management systems vary greatly in design and functionality. As such, the Australian Government Architecture (AGA) therefore considers this functionality grouped into several archetypes, with acknowledgement that there are no hard divisions between these groups. Specific use cases can be broadly categorised as follows: 

  • contract management
  • investigation management
  • service management
  • human resources management
  • complaints management
  • compliance management
  • claims management.

Purpose

Effective case management in government ensures that complex processes involving individuals, businesses, or other entities are tracked, coordinated, and resolved efficiently. It enhances government service delivery by streamlining workflows, improving decision making, and ensuring transparency and accountability.

The Case Management capability is realised through:

  • implementation of solutions that align with specific case management archetypes based upon the nature and complexity of cases being managed
  • consideration of important case management design components including scale, security, privacy, and availability.

Objective

The objectives of this content are to:

  • consolidate case management solutions with aligned functions across the digital landscape through archetyping and linking to related designs
  • adopt, where suitable, low-code to no-code solutions that allow the development of complex workflows and rulesets through a human centred interface rather than programmatically
  • reduce implementation risk through the reuse of proven designs within government
  • ensure that new case management solutions draw efficiency from preceding investments, implementations, and learnings
  • foster consistency across agencies in technologies, data, and workflow, resulting in simpler and more accessible services
  • implement build-once-use-many solutions that allow for consistent application and maintenance of business and work practices across different systems and channels
  • ensure traceability and auditability across complex systems and processes without having to embed these functions in all parts of the solution
  • establish whole-of-government purchasing arrangements for case management products and services.

Whole-of-government applicability

The Data and digital government strategy sets a vision for 2030 to deliver simple, secure and connected public services for all people and business, through world class data and digital capabilities.

Suitable handing of case management as a capability supports the Strategy's missions of:

  • Provide simple and seamless services: By 2030, Australian Public Service (APS) plans to integrate technology, data, and analytics to offer simple, inclusive, and accessible services. Governments are shifting from traditional department-based delivery to an integrated model. As digital use rises, both individuals and businesses expect better government services. To address this, the Government is adopting a 'digital by design' approach.
  • Trusted and secure: supporting the APS to embody best practice engagement by putting in place the right settings and infrastructure to build and maintain public trust and embedding safety by design.

Domains

This capability is part of the following domain.
DOM3

Government service delivery

Policies

The following policies have requirements that impact this capability.
Mandate: Endorsed
Status: Core
This policy describes the requirements for entities planning digital investments and adopting case management systems. Applicability Digital investment proposals are assessed against this policy by the DTA through the Digital and ICT Investment Oversight Framework (IOF). Commonwealth entities…

Standards

The following standards support development of digital solutions in this capability.
Case management is the process of managing a series of steps or events to reach a resolution. Case management systems help track and manage cases from start to finish. The case management systems normally would include the following functionalities:

Designs

The following designs include examples of how digital solutions in this capability can be delivered.

Lead Agency: Department of Home Affairs

Pegasystems case management solution is used by the Department of Home Affairs to streamline and automate complex case management procedures. The system enables workflow automation and AI-powered decision-making, supporting operations such as immigration and visa processes.

Lead Agency: Australian Federal Police

The Investigations management solution (IMS) is a single platform for operational members to manage investigations throughout the lifecycle, including receipt of a report or request, generation of evidence briefs, and finalisation of the investigation process. It was released in April 2023 to…

Lead Agency: Department of the Prime Minister & Cabinet

Technology Type: Microsoft Dynamics 365

The Parliamentary workplace support service (PWSS) case management system is the internal system used by the PWSS to manage and track cases of misconduct, conflict, and work health and safety risks in the parliamentary workplace.

Lead Agency: Department of the Prime Minister & Cabinet

Technology Type: Microsoft Dynamics 365

The Territories stolen generations redress scheme (TSGRS) case management system and assessment portal underpins the activities of the National Indigenous Australians Agency to deliver the Territories stolen generations redress scheme.

Lead Agency: Comcare

Technology Type: Microsoft Dynamics 365

Integrated Regulatory Information System (IRIS) is the primary application used by Comcare’s Regulatory Operations Group for various regulatory licensing, monitoring, compliance, and investigation tasks. It is a central, organised, easy-to access place to store data about notifications (work health…
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